Filed March 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
NADLER FINANCIAL GROUP, INC.6 years Filed as: NADLER FINANCIAL GROUP INC Service code 28 · EIN 36-4156113 | Investment Management | $86,943 |
CHARLES SCHWAB & CO., INC.6 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,072 | $89,123+2.2% | $102,460-11.1% | $77,762+17.1% |
| Participation rate | 74.3% | 80.9%-6.7pp | 76.5%-2.2pp | 70.6%+3.7pp |
| Annual return | 15.32% | 25.05%-9.7pp | 29.47%-14.1pp | 31.27%-15.9pp |
| Employer contribution / active EE | $3,125 | $2,700+15.7% | $3,025+3.3% | $2,728+14.5% |
| Participant deferral / active EE | $3,543 | $5,148-31.2% | $5,056-29.9% | $4,651-23.8% |
| Admin fee / account holder | $137 | $236-41.7% | $9,460-98.5% | $433-68.3% |