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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $404,085 |
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES, INC PAYMENT Service code 70 · EIN 13-2638166 | Consulting Fees | $75,000 |
CROWE LLP3 years Service code 10 · EIN 35-0921680 | Accounting | $27,675 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,045 | $53,565-43.9% | $172,757-82.6% | $82,204-63.5% |
| Participation rate | 90.1% | 69.6%+20.4pp | 82.6%+7.4pp | 73.4%+16.7pp |
| Annual return | 26.08% | 31.42%-5.3pp | 803.06%-777.0pp | 26.31%-0.2pp |
| Employer contribution / active EE | $203 | $1,857-89.0% | $5,144-96.0% | $2,707-92.5% |
| Participant deferral / active EE | $3,100 | $3,006+3.2% | $5,198-40.4% | $4,246-27.0% |
| Admin fee / account holder | $81 | $61+32.2% | $13,956-99.4% | $76+7.3% |