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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC PAYMENT Service code 70 · EIN 13-2638166 | Consulting Fees | $32,500 |
RSM US LLP1+ years Filed as: MCGLADREY LLP Service code 10 · EIN 42-0714325 | Accounting | $21,700 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $400 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,062 | $37,039-5.3% | $147,618-76.2% | $59,188-40.8% |
| Participation rate | 89.3% | 63.8%+25.5pp | 84.6%+4.6pp | 69.4%+19.8pp |
| Annual return | -1.84% | 7.19%-9.0pp | 61.98%-63.8pp | 5.51%-7.4pp |
| Employer contribution / active EE | $1,978 | $1,353+46.2% | $5,564-64.4% | $2,098-5.7% |
| Participant deferral / active EE | $3,494 | $2,094+66.9% | $4,895-28.6% | $3,265+7.0% |
| Admin fee / account holder | $68 | $60+13.1% | $11,612-99.4% | $92-26.2% |