Filed November 18, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $268,330 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 28 ATTN FINANCIAL MANAGEMENT · NEW YORK, NY 100101603 | Investment Management | $133,670 |
ERNST & YOUNG LLP4 years Service code 10 PITTSBG NTNL BNK PITT 640382 · PITTSBURGH, PA 152640382 | Accounting | $129,000 |
Service code 27 880 CARILON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $50,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,100 | $144,879-7.4% | $111,319+20.5% | $93,010+44.2% |
| Participation rate | 92.6% | 86.1%+6.5pp | 77.3%+15.3pp | 73.9%+18.7pp |
| Annual return | 12.83% | 18.11%-5.3pp | 54.68%-41.8pp | 158.70%-145.9pp |
| Employer contribution / active EE | $2,416 | $3,052-20.8% | $2,732-11.6% | $2,705-10.7% |
| Participant deferral / active EE | $5,877 | $5,576+5.4% | $4,488+31.0% | $4,561+28.8% |
| Admin fee / account holder | $166 | $104+60.5% | $7,966-97.9% | $152+9.5% |