Filed November 18, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $214,249 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 28 ATTN FINANCIAL MANAGEMENT · NEW YORK, NY 100101603 | Investment Management | $129,261 |
Service code 27 880 CARILON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $50,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,505 | $176,471-30.6% | $95,968+27.7% | $90,274+35.7% |
| Participation rate | 94.7% | 86.6%+8.2pp | 77.1%+17.6pp | 73.4%+21.4pp |
| Annual return | 11.30% | 20.15%-8.8pp | 91.65%-80.4pp | 53.97%-42.7pp |
| Employer contribution / active EE | $2,140 | $2,783-23.1% | $2,542-15.8% | $2,523-15.2% |
| Participant deferral / active EE | $5,055 | $5,325-5.1% | $4,167+21.3% | $4,231+19.5% |
| Admin fee / account holder | $155 | $154+0.4% | $6,798-97.7% | $114+35.7% |