Filed November 18, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $214,249 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 28 ATTN FINANCIAL MANAGEMENT · NEW YORK, NY 100101603 | Investment Management | $129,261 |
Service code 27 880 CARILON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $50,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,505 | $176,491-30.6% | $95,952+27.7% | $90,288+35.7% |
| Participation rate | 94.7% | 86.6%+8.1pp | 77.1%+17.6pp | 73.4%+21.4pp |
| Annual return | 11.30% | 20.14%-8.8pp | 91.61%-80.3pp | 53.97%-42.7pp |
| Employer contribution / active EE | $2,140 | $2,789-23.2% | $2,541-15.8% | $2,524-15.2% |
| Participant deferral / active EE | $5,055 | $5,340-5.3% | $4,167+21.3% | $4,232+19.4% |
| Admin fee / account holder | $155 | $154+0.5% | $6,795-97.7% | $114+35.7% |