Filed November 18, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 28 NYLIM CENTER · PARSIPPANY, NJ 07054 | Investment Management | $426,635 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $399,613 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS Service code 16 · EIN 34-1542819 | Consulting | $175,000 |
ERNST & YOUNG LLP1 year Filed as: ERNST & YOUNG Service code 10 · EIN 34-6565596 | Accounting | $113,126 |
Filed as: JONES WALDO Service code 29 170 S MAIN ST. SUITE 1500 · SALT LAKE CITY, UT 84101 | Legal | $1,326 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,689 | $100,921+5.7% | $82,313+29.6% | $177,276-39.8% |
| Participation rate | 96.3% | 86.9%+9.3pp | 76.9%+19.4pp | 74.8%+21.4pp |
| Annual return | 14.42% | 20.33%-5.9pp | 25.88%-11.5pp | 21.25%-6.8pp |
| Employer contribution / active EE | $2,440 | $3,145-22.4% | $2,428+0.5% | $2,479-1.6% |
| Participant deferral / active EE | $5,604 | $5,192+7.9% | $3,706+51.2% | $3,881+44.4% |
| Admin fee / account holder | $180 | $64+180.5% | $5,608-96.8% | $154+16.8% |