Filed November 18, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $362,636 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 28 ATTN FINANCIAL MANAGEMENT · NEW YORK, NY 100101603 | Investment Management | $129,114 |
ERNST & YOUNG LLP2 years Service code 10 · EIN 34-6565596 | Accounting | $71,251 |
Service code 27 880 CARILON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $50,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,345 | $105,173+4.0% | $87,102+25.5% | $77,775+40.6% |
| Participation rate | 95.3% | 85.8%+9.5pp | 76.9%+18.5pp | 73.2%+22.1pp |
| Annual return | 18.07% | 24.52%-6.4pp | 28.19%-10.1pp | 32.58%-14.5pp |
| Employer contribution / active EE | $2,268 | $2,890-21.5% | $2,521-10.0% | $2,504-9.4% |
| Participant deferral / active EE | $5,233 | $5,048+3.7% | $4,048+29.3% | $3,966+31.9% |
| Admin fee / account holder | $159 | $105+51.7% | $7,493-97.9% | $100+58.5% |