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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $51,884 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $30,121 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,820 | $60,393+58.7% | $81,820+17.1% | $74,429+28.7% |
| Participation rate | 95.7% | 62.9%+32.8pp | 72.4%+23.3pp | 67.2%+28.5pp |
| Annual return | 18.00% | 16.89%+1.1pp | 777.93%-759.9pp | 1368.38%-1350.4pp |
| Employer contribution / active EE | $4,334 | $2,626+65.0% | $2,915+48.7% | $2,625+65.1% |
| Participant deferral / active EE | $7,959 | $3,397+134.3% | $4,323+84.1% | $4,348+83.0% |
| Admin fee / account holder | $352 | $1,491-76.4% | $7,391-95.2% | $1,944-81.9% |