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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $33,301 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $23,125 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,372 | $66,124+35.2% | $90,461-1.2% | $73,497+21.6% |
| Participation rate | 94.7% | 69.7%+25.1pp | 72.7%+22.0pp | 70.7%+24.1pp |
| Annual return | 18.10% | 17.65%+0.4pp | 1294.76%-1276.7pp | 28.51%-10.4pp |
| Employer contribution / active EE | $3,624 | $2,346+54.4% | $3,264+11.0% | $2,270+59.6% |
| Participant deferral / active EE | $5,949 | $3,039+95.8% | $3,964+50.1% | $3,740+59.1% |
| Admin fee / account holder | $315 | $396-20.4% | $5,617-94.4% | $513-38.6% |