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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $33,069 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $13,850 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $786 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,310 | $51,620+63.3% | $90,324-6.7% | $65,186+29.3% |
| Participation rate | 93.3% | 68.6%+24.7pp | 73.3%+20.1pp | 70.2%+23.1pp |
| Annual return | 20.45% | 24.94%-4.5pp | 78.15%-57.7pp | 29.39%-8.9pp |
| Employer contribution / active EE | $3,352 | $2,235+50.0% | $2,856+17.4% | $2,177+54.0% |
| Participant deferral / active EE | $6,168 | $2,871+114.9% | $3,885+58.7% | $3,514+75.5% |
| Admin fee / account holder | $291 | $384-24.3% | $5,356-94.6% | $847-65.7% |