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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $43,536 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $29,951 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,004 | $63,768+53.7% | $98,483-0.5% | $79,391+23.4% |
| Participation rate | 95.7% | 69.9%+25.8pp | 73.3%+22.3pp | 70.7%+24.9pp |
| Annual return | 17.31% | 626.18%-608.9pp | 1494.38%-1477.1pp | 116.88%-99.6pp |
| Employer contribution / active EE | $3,725 | $2,558+45.6% | $2,961+25.8% | $2,428+53.4% |
| Participant deferral / active EE | $6,683 | $3,305+102.2% | $4,276+56.3% | $4,046+65.2% |
| Admin fee / account holder | $381 | $516-26.2% | $5,953-93.6% | $627-39.2% |