Filed January 2, 2018 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC2 years Service code 13 · EIN 36-2235791 | Contract Administrator | $72,512 |
THE BANK OF NEW YORK MELLON6+ years Filed as: BNY MELLON Service code 21 · EIN 13-5160382 | Bank Trustee | $36,377 |
WILLIS TOWERS WATSON US LLC6+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $36,005 |
INVESCO2 years Filed as: INVESCO EMERGING MKTS EQUITY FUND Service code 27 · EIN 51-0423349 | Advisory (Plan) | $33,062 |
DODGE & COX6+ years Service code 27 · EIN 94-1441976 | Advisory (Plan) | $31,589 |
PIMCO FUNDS6+ years Filed as: PIMCO Service code 27 · EIN 33-0629048 | Advisory (Plan) | $31,241 |
GRANT THORNTON LLP6+ years Filed as: GRANT THORNTON Service code 10 · EIN 36-6055558 | Accounting | $18,000 |
ABB BUSINESS SERVICES6+ years Service code 27 · EIN 36-3100018 | Advisory (Plan) | $17,925 |
NEUBERGER BERMAN1 year Filed as: NEUBERGER BERMAN INV. ADVISORS LLC Service code 27 · EIN 02-0654486 | Advisory (Plan) | $17,431 |
Filed as: PARETO INVESTMENT MANAGEMENT LTD Service code 27 · EIN 98-0437330 | Advisory (Plan) | $12,141 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ABB INC. | PLAN SPONSOR USE OF PLAN ASSETS FOR ADMINISTRATIVE EXPENSES | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,889,152-100.0% | $477,209-100.0% | $198,586-100.0% |
| Participation rate | 0.0% | 4.3%-4.3pp | 10.2%-10.2pp | 13.5%-13.5pp |
| Annual return | 65.58% | 9.93%+55.6pp | -2.84%+68.4pp | 9.29%+56.3pp |
| Employer contribution / active EE | $25,000 | $11,565+116.2% | $33,329-25.0% | $15,168+64.8% |
| Participant deferral / active EE | $0 | $67-100.0% | $51-100.0% | $67-100.0% |
| Admin fee / account holder | $0 | $94-100.0% | $2,475-100.0% | $2,037-100.0% |