Filed January 2, 2018 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
PIMCO FUNDS5+ years Filed as: PIMCO Service code 27 · EIN 33-0629048 | Advisory (Plan) | $111,301 |
ALIGHT SOLUTIONS LLC1 year Service code 13 · EIN 36-2235791 | Contract Administrator | $90,871 |
THE BANK OF NEW YORK MELLON5+ years Filed as: BNY MELLON Service code 21 · EIN 13-5160382 | Bank Trustee | $46,552 |
WILLIS TOWERS WATSON US LLC5+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $41,650 |
DODGE & COX5+ years Service code 27 · EIN 94-1441976 | Advisory (Plan) | $31,094 |
ABB BUSINESS SERVICES5+ years Service code 27 · EIN 36-3100018 | Advisory (Plan) | $24,566 |
Filed as: GMO EDO FUND Service code 27 · EIN 27-2982895 | Advisory (Plan) | $23,235 |
INVESCO1 year Filed as: INVESCO EMERGING MKTS EQUITY FUND Service code 27 · EIN 51-0423349 | Advisory (Plan) | $23,144 |
GRANT THORNTON LLP5+ years Filed as: GRANT THORNTON Service code 10 · EIN 36-6055558 | Accounting | $17,500 |
DDJ CAPITAL MANAGEMENT LLC3 years Service code 27 · EIN 04-3300754 | Advisory (Plan) | $14,475 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ABB INC. | PLAN SPONSOR USE OF PLAN ASSETS FOR ADMINISTRATIVE EXPENSES | — | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $146,112-100.0% | $133,543,011-100.0% | $254,542-100.0% |
| Participation rate | 0.0% | 27.0%-27.0pp | 8.0%-8.0pp | 47.3%-47.3pp |
| Annual return | 14.66% | 4.63%+10.0pp | 29.77%-15.1pp | 12.16%+2.5pp |
| Employer contribution / active EE | $0 | $51,918-100.0% | $33,607-100.0% | $44,747-100.0% |
| Participant deferral / active EE | $0 | $59-100.0% | $96-100.0% | $170-100.0% |
| Admin fee / account holder | $0 | $282,686-100.0% | $835,310-100.0% | $17,640-100.0% |