Filed January 2, 2018 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
GRANT THORNTON LLP6+ years Filed as: GRANT THORNTON Service code 10 · EIN 36-6055558 | Accounting | $14,650 |
ALIGHT SOLUTIONS LLC2 years Service code 13 · EIN 36-2235791 | Contract Administrator | $14,318 |
THE BANK OF NEW YORK MELLON6+ years Filed as: BNY MELLON Service code 21 · EIN 13-5160382 | Bank Trustee | $4,894 |
PIMCO FUNDS6+ years Filed as: PIMCO Service code 27 · EIN 33-0629048 | Advisory (Plan) | $3,050 |
DODGE & COX6+ years Service code 27 · EIN 94-1441976 | Advisory (Plan) | $2,688 |
NEUBERGER BERMAN2 years Filed as: NEUBERGER BERMAN INV. ADVISORS LLC Service code 27 · EIN 02-0654486 | Advisory (Plan) | $827 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ABB INC. | PLAN SPONSOR USE OF PLAN ASSETS FOR ADMINISTRTIVE EXPENSES | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Plan reported a final filing / termination within the last year.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $212,469-100.0% | $477,209-100.0% | $254,173-100.0% |
| Participation rate | 0.0% | 29.4%-29.4pp | 10.2%-10.2pp | 43.1%-43.1pp |
| Annual return | -94.31% | -14.68%-79.6pp | -2.84%-91.5pp | 259.19%-353.5pp |
| Employer contribution / active EE | $0 | $47,728-100.0% | $33,329-100.0% | $41,472-100.0% |
| Participant deferral / active EE | $0 | $1-100.0% | $51-100.0% | $153-100.0% |
| Admin fee / account holder | $0 | $3,190-100.0% | $2,475-100.0% | $21,502-100.0% |