Filed April 6, 2004 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 · EIN 13-3200244 | Advisory (Plan) | $465,533 |
Filed as: INSTITUTIONAL CAPITAL LLC Service code 28 · EIN 13-5582869 | Investment Management | $438,313 |
PGIM INVESTMENTS2+ years Filed as: JENNISON ASSOCIATES LLC Service code 28 · EIN 22-2540245 | Investment Management | $367,182 |
GUIDED CHOICE2+ years Filed as: GUIDEDCHOICE.COM, INC. Service code 26 · EIN 77-0514963 | Advisory (Participants) | $358,175 |
SOUTHERN SUN ASSET MANAGEMENT2+ years Filed as: SOUTHERN SUN ASSET MANAGEMENT LLC Service code 27 · EIN 27-2990431 | Advisory (Plan) | $357,142 |
Filed as: TCW ASSET MANAGEMENT COMPANY LLC Service code 28 · EIN 95-3703295 | Investment Management | $353,507 |
Filed as: WCM INVESTMENT MANAGEMENT Service code 28 · EIN 95-3046237 | Investment Management | $315,744 |
WESTERN ASSET MANAGEMENT COMPANY2+ years Service code 28 · EIN 95-2705767 | Investment Management | $298,924 |
DRIEHAUS CAPITAL MANAGEMENT LLC2+ years Service code 28 · EIN 20-3634295 | Investment Management | $103,206 |
FIDUCIARY CONSELORS INC1 year Filed as: FIDUCIARY COUNCELORS INC. Service code 28 · EIN 22-3709903 | Investment Management | $93,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported the discovery of a loss from fraud or dishonesty.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $145,529 | $35,463+310.4% | $69,182+110.4% | $329,111-55.8% |
| Participation rate | 31.4% | 34.6%-3.2pp | 55.1%-23.7pp | 67.9%-36.5pp |
| Annual return | 5.28% | 7.72%-2.4pp | -21.93%+27.2pp | 16.35%-11.1pp |
| Employer contribution / active EE | $415 | $449-7.7% | $1,206-65.6% | $2,303-82.0% |
| Participant deferral / active EE | $1,346 | $1,018+32.2% | $1,897-29.1% | $3,682-63.5% |
| Admin fee / account holder | $147 | $64+128.9% | $2,697-94.5% | $754-80.4% |