Filed April 6, 2004 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: INSTITUTIONAL CAPITAL LLC Service code 28 · EIN 13-5582869 | Investment Management | $506,776 |
Service code 27 · EIN 13-3200244 | Advisory (Plan) | $468,154 |
Filed as: WCM INVESTMENT MANAGEMENT Service code 27 · EIN 95-3046237 | Advisory (Plan) | $448,401 |
PGIM INVESTMENTS1+ years Filed as: JENNISON ASSOCIATES LLC Service code 28 · EIN 22-2540245 | Investment Management | $413,051 |
SOUTHERN SUN ASSET MANAGEMENT1+ years Filed as: SOUTHERN SUN ASSET MANAGEMENT LLC Service code 27 · EIN 27-2990431 | Advisory (Plan) | $410,116 |
GUIDED CHOICE1+ years Filed as: GUIDEDCHOICE.COM, INC. Service code 26 · EIN 77-0514963 | Advisory (Participants) | $370,089 |
Filed as: WHV INVESTMENT MANAGEMENT, INC. Service code 28 · EIN 91-1631301 | Investment Management | $262,748 |
Service code 28 · EIN 95-2642764 | Investment Management | $250,681 |
WESTERN ASSET MANAGEMENT COMPANY1+ years Service code 28 · EIN 95-2705767 | Investment Management | $148,404 |
DRIEHAUS CAPITAL MANAGEMENT LLC1+ years Service code 28 · EIN 20-3634295 | Investment Management | $123,988 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported the discovery of a loss from fraud or dishonesty.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,544 | $34,910+302.6% | $59,496+136.2% | $69,651+101.8% |
| Participation rate | 35.2% | 37.9%-2.6pp | 54.6%-19.3pp | 66.6%-31.3pp |
| Annual return | 8.79% | 0.39%+8.4pp | 182.05%-173.3pp | 53.77%-45.0pp |
| Employer contribution / active EE | $522 | $496+5.3% | $1,153-54.7% | $2,241-76.7% |
| Participant deferral / active EE | $1,276 | $1,077+18.5% | $1,829-30.2% | $3,635-64.9% |
| Admin fee / account holder | $149 | $60+149.1% | $2,232-93.3% | $63+135.1% |