Filed January 10, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 82-3538929 | Investment Management | $42,251 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 17 · EIN 26-0058143 | Pension Consulting | $28,800 |
Filed as: FIDELITY INVSTMNTS INST OPER CO,INC Service code 37 · EIN 04-2647786 | Loan Processing | $5,297 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,858 | $129,352-37.5% | $70,492+14.7% | $106,273-23.9% |
| Participation rate | 33.4% | 73.1%-39.6pp | 75.1%-41.6pp | 70.8%-37.4pp |
| Annual return | 13.42% | 13.88%-0.5pp | 109.16%-95.7pp | 21.70%-8.3pp |
| Employer contribution / active EE | $0 | $5,470-100.0% | $2,738-100.0% | $2,722-100.0% |
| Participant deferral / active EE | $1,743 | $4,597-62.1% | $3,711-53.0% | $4,601-62.1% |
| Admin fee / account holder | $7 | $37-80.9% | $3,848-99.8% | $78-91.0% |