Filed January 10, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1 year Filed as: CAP TRUST FINANCIAL PARTNERS, LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $49,952 |
PLANTE & MORAN, PLLC1 year Filed as: PLANTE MORAN, PLLC Service code 10 · EIN 38-1357951 | Accounting | $15,125 |
Service code 28 · EIN 39-1788357 | Investment Management | $12,170 |
TIAA1 year Service code 15 · EIN 13-1624203 | Recordkeeping | $38 |
Filed as: FIDELITY INVST INST OP CO, INC. Service code 60 | Sub-TA Fees | $0 |
Filed as: FIDELITY INVSTMNTS INST OPER CO,INC Service code 37 · EIN 04-2647786 | Loan Processing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,679 | $91,420-34.7% | $57,196+4.3% | $65,292-8.6% |
| Participation rate | 66.8% | 72.6%-5.9pp | 75.3%-8.6pp | 72.4%-5.7pp |
| Annual return | 10.08% | 7.55%+2.5pp | 14.59%-4.5pp | 11.84%-1.8pp |
| Employer contribution / active EE | $0 | $3,776-100.0% | $2,683-100.0% | $2,302-100.0% |
| Participant deferral / active EE | $3,293 | $3,512-6.2% | $3,096+6.4% | $3,579-8.0% |
| Admin fee / account holder | $8 | $22-63.7% | $3,141-99.7% | $57-86.2% |