Filed January 10, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Filed as: FIDELITY INVSTMNTS INST OPER CO,INC Service code 37 · EIN 04-2647786 | Loan Processing | $173,363 |
CAPFINANCIAL PARTNERS LLC6 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 17 · EIN 26-0058143 | Pension Consulting | $118,000 |
SAVANT CAPITAL MANAGEMENT3 years Service code 27 · EIN 45-3812777 | Advisory (Plan) | $103,790 |
PLANTE & MORAN, PLLC10+ years Service code 10 · EIN 33-1498605 | Accounting | $43,376 |
TIAA8 years Service code 15 · EIN 13-1624203 | Recordkeeping | $27,873 |
THE LAM GROUP, INC6 years Service code 27 · EIN 13-3898451 | Advisory (Plan) | $16,940 |
Filed as: RAPPAPORT REICHES CAP MGMT LLC Service code 27 · EIN 20-3327943 | Advisory (Plan) | $7,265 |
WANG KOBAYASHI AUSTIN1 year Service code 29 · EIN 27-1888471 | Legal | $5,790 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $218,606 | $145,906+49.8% | $67,502+223.8% | $106,382+105.5% |
| Participation rate | 53.3% | 67.1%-13.9pp | 72.9%-19.6pp | 69.9%-16.6pp |
| Annual return | 12.58% | 15.10%-2.5pp | 3512.12%-3499.5pp | 17.37%-4.8pp |
| Employer contribution / active EE | $10,426 | $6,028+73.0% | $2,731+281.8% | $3,364+210.0% |
| Participant deferral / active EE | $4,418 | $5,093-13.2% | $4,000+10.5% | $5,569-20.7% |
| Admin fee / account holder | $25 | $38-34.5% | $3,998-99.4% | $79-68.7% |