Filed August 7, 2013 (most recent of 8 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO1 year Service code 15 · EIN 04-2647786 | Recordkeeping | $3,939,125 |
Service code 28 · EIN 22-3734996 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,907 | $48,464+93.8% | $90,974+3.2% | $106,273-11.6% |
| Participation rate | 46.6% | 53.1%-6.5pp | 69.0%-22.4pp | 70.8%-24.2pp |
| Annual return | 14.00% | 16.72%-2.7pp | 134.60%-120.6pp | 21.70%-7.7pp |
| Employer contribution / active EE | $1,028 | $939+9.5% | $2,122-51.5% | $2,722-62.2% |
| Participant deferral / active EE | $1,970 | $1,510+30.5% | $3,373-41.6% | $4,601-57.2% |
| Admin fee / account holder | $29 | $58-50.4% | $5,961-99.5% | $78-63.3% |