Filed August 7, 2013 (most recent of 8 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO3 years Service code 15 · EIN 04-2647786 | Recordkeeping | $5,209,123 |
Service code 28 · EIN 22-3734996 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,945 | $47,540+78.7% | $79,591+6.7% | $89,433-5.0% |
| Participation rate | 42.2% | 54.9%-12.7pp | 69.5%-27.3pp | 71.3%-29.1pp |
| Annual return | -16.33% | -8.05%-8.3pp | 0.18%-16.5pp | -11.88%-4.4pp |
| Employer contribution / active EE | $975 | $1,122-13.1% | $2,413-59.6% | $3,021-67.7% |
| Participant deferral / active EE | $2,021 | $1,961+3.1% | $3,986-49.3% | $5,125-60.6% |
| Admin fee / account holder | $38 | $59-35.3% | $6,815-99.4% | $79-52.3% |