Filed August 7, 2013 (most recent of 8 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | WALGREEN CO. | PLAN SPONSOR USE OF PLAN ASSETS TO PAY EXPENSES UNRELATED TO THE PLAN | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,262 | $39,909+101.1% | $78,775+1.9% | $80,976-0.9% |
| Participation rate | 47.5% | 55.7%-8.2pp | 69.2%-21.7pp | 68.3%-20.7pp |
| Annual return | 15.24% | 23.47%-8.2pp | 35.62%-20.4pp | 22.91%-7.7pp |
| Employer contribution / active EE | $997 | $778+28.1% | $1,986-49.8% | $2,402-58.5% |
| Participant deferral / active EE | $1,902 | $1,359+39.9% | $2,958-35.7% | $3,848-50.6% |
| Admin fee / account holder | $0 | $50-100.0% | $5,132-100.0% | $67-100.0% |