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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC4+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $208,432 |
SULLIVAN BRUYETTE4+ years Filed as: SULLIVAN BRUYETTE SPEROS & BLANEY Service code 26 · EIN 54-1571022 | Advisory (Participants) | $57,291 |
CROWE LLP1 year Service code 10 · EIN 35-0921680 | Accounting | $47,490 |
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $43,829 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $20,974 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $20,772 |
DIMEO SCHNEIDER & ASSOCIATES LLC4+ years Filed as: DIMEO SCHNEIDER & ASSOCIATES Service code 26 · EIN 36-4001764 | Advisory (Participants) | $16,184 |
Service code 26 · EIN 38-2340348 | Advisory (Participants) | $13,742 |
OCTOBER THREE CONSULTING LLC3 years Service code 28 · EIN 27-1175487 | Investment Management | $13,450 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $11,552 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $282,854 | $88,874+218.3% | $123,553+128.9% | $75,289+275.7% |
| Participation rate | 97.6% | 75.9%+21.7pp | 82.3%+15.3pp | 72.4%+25.1pp |
| Annual return | -5.33% | 4.22%-9.5pp | 119.21%-124.5pp | -0.04%-5.3pp |
| Employer contribution / active EE | $8,872 | $3,256+172.5% | $4,628+91.7% | $2,405+268.9% |
| Participant deferral / active EE | $11,864 | $6,174+92.2% | $6,426+84.6% | $3,739+217.3% |
| Admin fee / account holder | $159 | $95+68.1% | $9,284-98.3% | $102+55.3% |