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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC1+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $167,640 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $46,923 |
SULLIVAN BRUYETTE1+ years Filed as: SULLIVAN BRUYETTE SPEROS & BLANEY Service code 26 · EIN 54-1571022 | Advisory (Participants) | $37,595 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $32,291 |
DIMEO SCHNEIDER & ASSOCIATES LLC1+ years Filed as: DIMEO SCHNEIDER & ASSOCIATES Service code 26 · EIN 36-4001764 | Advisory (Participants) | $20,370 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $20,295 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $8,703 |
LMCG INVESTMENTS LLC1+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $6,961 |
TANGLEWOOD TOTAL WEALTH1+ years Filed as: TANGLEWOOD WEALTH MANAGEMENT Service code 26 · EIN 76-0624770 | Advisory (Participants) | $6,801 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $5 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $248,045 | $86,791+185.8% | $115,038+115.6% | $59,188+319.1% |
| Participation rate | 98.1% | 72.8%+25.2pp | 81.4%+16.7pp | 69.4%+28.7pp |
| Annual return | -1.11% | 4.44%-5.5pp | 26.14%-27.2pp | 5.51%-6.6pp |
| Employer contribution / active EE | $8,262 | $2,950+180.1% | $4,608+79.3% | $2,098+293.8% |
| Participant deferral / active EE | $10,820 | $5,298+104.2% | $6,026+79.5% | $3,265+231.4% |
| Admin fee / account holder | $109 | $95+14.6% | $8,175-98.7% | $92+18.0% |