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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC3+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $180,412 |
SULLIVAN BRUYETTE3+ years Filed as: SULLIVAN BRUYETTE SPEROS & BLANEY Service code 26 · EIN 54-1571022 | Advisory (Participants) | $59,713 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $48,855 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $39,453 |
CROWE LLP1 year Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $22,250 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $20,735 |
DIMEO SCHNEIDER & ASSOCIATES LLC3+ years Filed as: DIMEO SCHNEIDER & ASSOCIATES Service code 26 · EIN 36-4001764 | Advisory (Participants) | $16,036 |
OCTOBER THREE CONSULTING LLC2 years Service code 28 · EIN 27-1175487 | Investment Management | $15,550 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $10,398 |
LMCG INVESTMENTS LLC3+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $8,253 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $308,446 | $96,458+219.8% | $136,298+126.3% | $77,958+295.7% |
| Participation rate | 98.8% | 75.4%+23.4pp | 81.9%+16.9pp | 71.6%+27.2pp |
| Annual return | 17.19% | 23.78%-6.6pp | 5156.27%-5139.1pp | 20.87%-3.7pp |
| Employer contribution / active EE | $8,897 | $3,144+183.0% | $4,696+89.5% | $2,310+285.1% |
| Participant deferral / active EE | $11,743 | $5,902+98.9% | $6,247+88.0% | $3,537+232.0% |
| Admin fee / account holder | $145 | $80+79.7% | $9,244-98.4% | $97+48.4% |