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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC2+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $158,051 |
SULLIVAN BRUYETTE2+ years Filed as: SULLIVAN BRUYETTE SPEROS & BLANEY Service code 26 · EIN 54-1571022 | Advisory (Participants) | $43,039 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $42,698 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $22,849 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $20,778 |
DIMEO SCHNEIDER & ASSOCIATES LLC2+ years Filed as: DIMEO SCHNEIDER & ASSOCIATES Service code 26 · EIN 36-4001764 | Advisory (Participants) | $20,220 |
Service code 28 · EIN 27-1175487 | Investment Management | $18,310 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $9,062 |
LMCG INVESTMENTS LLC2+ years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $7,073 |
TANGLEWOOD TOTAL WEALTH2+ years Filed as: TANGLEWOOD WEALTH MANAGEMENT Service code 26 · EIN 76-0624770 | Advisory (Participants) | $6,706 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $263,881 | $85,635+208.1% | $123,894+113.0% | $63,975+312.5% |
| Participation rate | 98.4% | 74.9%+23.5pp | 81.4%+17.0pp | 71.1%+27.3pp |
| Annual return | 9.97% | 15.74%-5.8pp | 47.52%-37.5pp | 48.65%-38.7pp |
| Employer contribution / active EE | $7,009 | $3,076+127.8% | $4,617+51.8% | $2,182+221.3% |
| Participant deferral / active EE | $11,050 | $5,667+95.0% | $5,984+84.6% | $3,356+229.2% |
| Admin fee / account holder | $109 | $75+45.0% | $8,357-98.7% | $70+54.2% |