Filed September 12, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE6 years Service code 15 · EIN 31-4156830 | Recordkeeping | $88,787 |
Filed as: AUSDAL FINANCIAL PARTNERS, INC. Service code 27 5187 UTICA RIDGE RD · DAVENPORT, IA 528073863 | Advisory (Plan) | $30,037 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,090 | $99,078-48.4% | $96,544-47.1% | $74,419-31.3% |
| Participation rate | 69.7% | 80.7%-10.9pp | 76.0%-6.2pp | 70.7%-1.0pp |
| Annual return | 16.84% | 22.48%-5.6pp | 25.84%-9.0pp | 34.38%-17.5pp |
| Employer contribution / active EE | $1,527 | $2,570-40.6% | $2,965-48.5% | $2,637-42.1% |
| Participant deferral / active EE | $4,369 | $4,933-11.4% | $4,851-9.9% | $4,528-3.5% |
| Admin fee / account holder | $378 | $225+68.5% | $8,252-95.4% | $348+8.8% |