Filed September 12, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE3 years Service code 15 · EIN 31-4156830 | Recordkeeping | $66,666 |
Filed as: AUSDAL FINANCIAL PARTNERS, INC. Service code 27 5187 UTICA RIDGE RD · DAVENPORT, IA 528073863 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,689 | $73,638-4.0% | $95,952-26.3% | $73,488-3.8% |
| Participation rate | 63.0% | 76.2%-13.2pp | 77.1%-14.1pp | 70.7%-7.7pp |
| Annual return | 17.70% | 16.78%+0.9pp | 91.61%-73.9pp | 28.51%-10.8pp |
| Employer contribution / active EE | $1,614 | $1,863-13.4% | $2,541-36.5% | $2,270-28.9% |
| Participant deferral / active EE | $4,596 | $3,617+27.1% | $4,167+10.3% | $3,740+22.9% |
| Admin fee / account holder | $478 | $482-0.8% | $6,795-93.0% | $513-6.8% |