Filed September 12, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE5 years Service code 15 · EIN 31-4156830 | Recordkeeping | $105,834 |
Filed as: AUSDAL FINANCIAL PARTNERS, INC. Service code 27 5187 UTICA RIDGE RD · DAVENPORT, IA 528073863 | Advisory (Plan) | $26,910 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,934 | $65,435-8.4% | $86,677-30.9% | $66,914-10.4% |
| Participation rate | 57.5% | 75.5%-17.9pp | 76.6%-19.0pp | 69.8%-12.3pp |
| Annual return | -14.06% | -10.89%-3.2pp | 35.91%-50.0pp | 1.58%-15.6pp |
| Employer contribution / active EE | $1,599 | $2,153-25.7% | $2,836-43.6% | $2,544-37.1% |
| Participant deferral / active EE | $4,569 | $4,100+11.4% | $4,656-1.9% | $4,237+7.8% |
| Admin fee / account holder | $493 | $642-23.2% | $7,493-93.4% | $593-16.9% |