Filed September 12, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE4 years Service code 15 · EIN 31-4156830 | Recordkeeping | $83,881 |
Filed as: AUSDAL FINANCIAL PARTNERS, INC. Service code 27 5187 UTICA RIDGE RD · DAVENPORT, IA 528073863 | Advisory (Plan) | $29,742 |
SPONSEL CPA GROUP, LLC1 year Service code 10 · EIN 27-0851983 | Accounting | $12,830 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,413 | $84,936-14.7% | $111,297-34.9% | $79,386-8.8% |
| Participation rate | 64.7% | 75.9%-11.2pp | 77.3%-12.6pp | 70.7%-6.0pp |
| Annual return | 16.74% | 17.45%-0.7pp | 54.65%-37.9pp | 116.85%-100.1pp |
| Employer contribution / active EE | $1,735 | $1,979-12.3% | $2,731-36.5% | $2,427-28.5% |
| Participant deferral / active EE | $4,972 | $3,888+27.9% | $4,487+10.8% | $4,046+22.9% |
| Admin fee / account holder | $600 | $537+11.7% | $7,964-92.5% | $626-4.2% |