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| Provider | Service type | Compensation |
|---|---|---|
WOODLEY FARRA MANION PORTFOLIO1+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $86,061 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $32,139 |
OXFORD FINANCIAL GROUP, LTD1+ years Filed as: OXFORD FINANCIAL ADCISORS CORP Service code 26 · EIN 35-1588335 | Advisory (Participants) | $23,256 |
Filed as: PROCOURSE FIDUCIARY ADVISORS Service code 28 · EIN 45-5291215 | Investment Management | $22,200 |
KATZ, SAPPER & MILLER1+ years Filed as: KATZ SAPPER AND MILLER LLP Service code 10 · EIN 35-1090346 | Accounting | $15,000 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Other i... | $5,864 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $274,520 | $70,002+292.2% | $115,038+138.6% | $52,331+424.6% |
| Participation rate | 76.1% | 72.1%+4.0pp | 81.4%-5.2pp | 68.1%+8.0pp |
| Annual return | -0.29% | 4.04%-4.3pp | 26.14%-26.4pp | 4.54%-4.8pp |
| Employer contribution / active EE | $12,470 | $2,715+359.3% | $4,608+170.6% | $1,882+562.7% |
| Participant deferral / active EE | $8,410 | $4,920+71.0% | $6,026+39.6% | $3,022+178.3% |
| Admin fee / account holder | $650 | $566+14.9% | $8,175-92.0% | $592+9.9% |