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| Provider | Service type | Compensation |
|---|---|---|
WOODLEY FARRA MANION PORTFOLIO3+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $68,563 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $36,470 |
Filed as: OXFORD FINANCIAL ADVISORS CORP Service code 26 · EIN 35-1588335 | Advisory (Participants) | $24,605 |
Filed as: PROCOURSE FIDUCIARY ADVISORS Service code 28 · EIN 45-5291215 | Investment Management | $22,200 |
BKD, LLP1 year Filed as: BKD LLP Service code 10 · EIN 44-0160260 | Accounting | $16,640 |
Service code 26 · EIN 35-1682166 | Advisory (Participants) | $6,225 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Other investment fees and expenses; S... | $2,096 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $295,194 | $80,753+265.5% | $136,298+116.6% | $62,293+373.9% |
| Participation rate | 93.6% | 73.5%+20.1pp | 81.9%+11.7pp | 69.5%+24.1pp |
| Annual return | 16.56% | 35.83%-19.3pp | 5156.27%-5139.7pp | 28.90%-12.3pp |
| Employer contribution / active EE | $12,568 | $2,884+335.8% | $4,696+167.7% | $2,042+515.4% |
| Participant deferral / active EE | $9,039 | $5,164+75.0% | $6,247+44.7% | $3,169+185.2% |
| Admin fee / account holder | $685 | $525+30.4% | $9,244-92.6% | $479+43.0% |