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| Provider | Service type | Compensation |
|---|---|---|
WOODLEY FARRA MANION PORTFOLIO4+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $74,665 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $47,904 |
OXFORD FINANCIAL GROUP, LTD2 years Filed as: OXFORD FINANCIAL ADVISORS CORP Service code 26 · EIN 35-1588335 | Advisory (Participants) | $26,438 |
Filed as: PROCOURSE FIDUCIARY ADVISORS Service code 28 · EIN 45-5291215 | Investment Management | $26,200 |
BKD, LLP2 years Filed as: BKD LLP Service code 10 · EIN 44-0160260 | Accounting | $16,640 |
Service code 26 · EIN 35-1682166 | Advisory (Participants) | $7,712 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $1,442 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $284,008 | $73,102+288.5% | $123,553+129.9% | $56,289+404.6% |
| Participation rate | 92.2% | 74.3%+17.9pp | 82.3%+9.9pp | 69.9%+22.4pp |
| Annual return | -4.58% | 3.01%-7.6pp | 119.21%-123.8pp | -9.96%+5.4pp |
| Employer contribution / active EE | $13,099 | $2,977+340.0% | $4,628+183.0% | $2,111+520.5% |
| Participant deferral / active EE | $9,273 | $5,423+71.0% | $6,426+44.3% | $3,350+176.8% |
| Admin fee / account holder | $779 | $554+40.7% | $9,284-91.6% | $521+49.6% |