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| Provider | Service type | Compensation |
|---|---|---|
WOODLEY FARRA MANION PORTFOLIO6+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $65,412 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $47,558 |
Filed as: PROCOURSE FIDUCIARY ADVISORS Service code 28 · EIN 45-5291215 | Investment Management | $26,200 |
BKD, LLP4 years Filed as: BKD LLP Service code 10 · EIN 44-0160260 | Accounting | $17,264 |
Service code 26 · EIN 35-1682166 | Advisory (Participants) | $8,970 |
OXFORD FINANCIAL GROUP, LTD4 years Filed as: OXFORD FINANCIAL ADVISORS CORP Service code 26 · EIN 35-1588335 | Advisory (Participants) | $6,626 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $1,268 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO. INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $388,489 | $99,957+288.7% | $149,745+159.4% | $73,497+428.6% |
| Participation rate | 99.3% | 75.7%+23.6pp | 82.5%+16.8pp | 70.7%+28.6pp |
| Annual return | 15.57% | 53.87%-38.3pp | 276.72%-261.1pp | 28.51%-12.9pp |
| Employer contribution / active EE | $15,005 | $3,191+370.2% | $4,646+223.0% | $2,270+561.0% |
| Participant deferral / active EE | $11,176 | $6,073+84.0% | $6,843+63.3% | $3,740+198.8% |
| Admin fee / account holder | $693 | $551+25.9% | $9,312-92.6% | $513+35.1% |