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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $51,817 |
UBS FINANCIAL SERVICES INC2+ years Filed as: GAERTNER,/UBS Service code 49 1000 HARBOR BLVD, 5TH FLOOR · WEEHAWKEN, NJ 07086 | Other Services | $27,329 |
DEAM DISTRIBUTORS, INC.1 year Filed as: DEAM TRUST COMPANY Service code 99 | Other Fees | $1,750 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
DEAM DISTRIBUTORS, INC.1 year Service code 63 · EIN 36-3976708 | 12b-1 Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $7,249 | $36,916-80.4% | $156,551-95.4% | $57,658-87.4% |
| Participation rate | 80.1% | 63.4%+16.7pp | 84.0%-3.9pp | 70.2%+9.9pp |
| Annual return | 6.81% | 12.38%-5.6pp | 32.23%-25.4pp | 5.13%+1.7pp |
| Employer contribution / active EE | $193 | $1,571-87.7% | $5,501-96.5% | $1,974-90.2% |
| Participant deferral / active EE | $1,562 | $1,926-18.9% | $4,871-67.9% | $3,061-49.0% |
| Admin fee / account holder | $34 | $82-59.2% | $13,028-99.7% | $95-64.4% |