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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $83,568 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $41,109 |
ADP BROKER-DEALER4+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,896 | $37,196-68.0% | $154,108-92.3% | $55,725-78.7% |
| Participation rate | 88.3% | 64.1%+24.2pp | 83.0%+5.3pp | 70.9%+17.5pp |
| Annual return | -5.76% | 1319.68%-1325.4pp | 735.21%-741.0pp | 244.93%-250.7pp |
| Employer contribution / active EE | $192 | $1,614-88.1% | $5,298-96.4% | $2,078-90.8% |
| Participant deferral / active EE | $1,930 | $2,068-6.7% | $5,081-62.0% | $3,356-42.5% |
| Admin fee / account holder | $117 | $102+14.7% | $13,411-99.1% | $115+1.2% |