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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $71,411 |
DEAM DISTRIBUTORS, INC.2 years Filed as: DEAM TRUST COMPANY Service code 99 | Other Fees | $1,750 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
DEAM DISTRIBUTORS, INC.2 years Service code 63 · EIN 36-3976708 | 12b-1 Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,084 | $46,173-71.7% | $170,435-92.3% | $69,631-81.2% |
| Participation rate | 83.6% | 63.9%+19.7pp | 83.6%0pp | 70.7%+12.9pp |
| Annual return | 15.59% | 21.62%-6.0pp | 205.94%-190.3pp | 27571.02%-27555.4pp |
| Employer contribution / active EE | $148 | $1,610-90.8% | $5,432-97.3% | $2,032-92.7% |
| Participant deferral / active EE | $1,722 | $2,080-17.2% | $4,939-65.1% | $3,224-46.6% |
| Admin fee / account holder | $71 | $116-38.7% | $13,881-99.5% | $110-35.6% |