Filed November 21, 2019 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. Service code 70 · EIN 13-2638166 | Consulting Fees | $28,081 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $7,324 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Filed as: AMG FUNDS Service code 52 · EIN 06-1298481 | Indirect Investment Fees | $0 |
BLACKROCK2 years Service code 52 · EIN 13-3806694 | Indirect Investment Fees | $0 |
COLUMBIA2 years Service code 52 · EIN 94-1687665 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON1 year Service code 52 · EIN 59-6865210 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 52 · EIN 33-1043149 | Indirect Investment Fees | $0 |
LEGG MASON2 years Service code 52 · EIN 95-2705767 | Indirect Investment Fees | $0 |
NEUBERGER BERMAN2 years Service code 52 · EIN 13-6068441 | Indirect Investment Fees | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,020 | $44,221+10.9% | $121,220-59.6% | $56,287-12.9% |
| Participation rate | 73.0% | 61.1%+11.9pp | 71.8%+1.2pp | 69.9%+3.1pp |
| Annual return | -5.14% | -3.58%-1.6pp | 16.94%-22.1pp | -9.96%+4.8pp |
| Employer contribution / active EE | $1,703 | $1,480+15.1% | $4,023-57.7% | $2,111-19.3% |
| Participant deferral / active EE | $3,145 | $2,521+24.7% | $3,345-6.0% | $3,350-6.1% |
| Admin fee / account holder | $43 | $480-91.0% | $5,021-99.1% | $521-91.7% |