Filed November 21, 2019 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 70 · EIN 13-2638166 | Consulting Fees | $28,265 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $24,875 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,108 | $37,134+37.6% | $100,671-49.2% | $52,331-2.3% |
| Participation rate | 78.6% | 57.7%+20.9pp | 70.7%+7.9pp | 68.1%+10.5pp |
| Annual return | -0.21% | 0.10%-0.3pp | 20.43%-20.6pp | 4.54%-4.8pp |
| Employer contribution / active EE | $1,822 | $1,187+53.5% | $4,012-54.6% | $1,882-3.2% |
| Participant deferral / active EE | $3,095 | $2,163+43.1% | $3,144-1.5% | $3,022+2.4% |
| Admin fee / account holder | $183 | $467-60.8% | $4,850-96.2% | $592-69.1% |