Filed November 21, 2019 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 70 · EIN 13-2638166 | Consulting Fees | $30,290 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $24,499 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,062 | $38,969+38.7% | $109,313-50.5% | $55,167-2.0% |
| Participation rate | 80.1% | 58.2%+21.9pp | 71.3%+8.9pp | 69.0%+11.1pp |
| Annual return | 8.00% | 8.26%-0.3pp | 22.07%-14.1pp | 169.23%-161.2pp |
| Employer contribution / active EE | $1,866 | $1,227+52.2% | $3,892-52.0% | $1,963-4.9% |
| Participant deferral / active EE | $2,995 | $2,176+37.7% | $3,166-5.4% | $3,054-1.9% |
| Admin fee / account holder | $164 | $501-67.2% | $5,666-97.1% | $504-67.4% |