Filed December 23, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES2 years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $1,276,941 |
KEY BANK NATIONAL ASSOCIATION3+ years Filed as: KEY PRIVATE BANK Service code 26 · EIN 34-0797057 | Advisory (Participants) | $673,027 |
CLS INVESTMENTS3+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $261,293 |
STRATEGIC WEALTH PARTNERS3+ years Service code 26 · EIN 26-2328809 | Advisory (Participants) | $218,944 |
THE CLEVELAND CLINIC FOUNDATION3+ years Service code 14 · EIN 34-0714585 | Plan Administrator | $195,258 |
Service code 26 · EIN 47-2589461 | Advisory (Participants) | $176,626 |
Service code 26 · EIN 52-1542454 | Advisory (Participants) | $102,027 |
LARSON FINANCIAL GROUP LLC2 years Filed as: LARSON FINANCIAL GROUP, LLC Service code 26 · EIN 20-4773945 | Advisory (Participants) | $74,347 |
SEQUOIA FINANCIAL ADVISORS2 years Service code 26 · EIN 27-7729029 | Advisory (Participants) | $63,226 |
SECURITIES AMERICA INC2 years Filed as: SECURITIES AMERICA ADVISORS, I Service code 26 · EIN 47-0648506 | Advisory (Participants) | $59,951 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,563 | $53,684+59.4% | $170,435-49.8% | $80,976+5.7% |
| Participation rate | 90.3% | 69.2%+21.2pp | 83.6%+6.8pp | 68.3%+22.1pp |
| Annual return | 18.33% | 25.97%-7.6pp | 205.94%-187.6pp | 22.91%-4.6pp |
| Employer contribution / active EE | $1,565 | $1,642-4.7% | $5,432-71.2% | $2,402-34.9% |
| Participant deferral / active EE | $4,903 | $3,017+62.5% | $4,939-0.7% | $3,848+27.4% |
| Admin fee / account holder | $70 | $46+51.5% | $13,881-99.5% | $67+4.1% |