Filed December 23, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES3 years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $1,417,592 |
KEY BANK NATIONAL ASSOCIATION4+ years Filed as: KEY PRIVATE BANK Service code 26 · EIN 34-0797057 | Advisory (Participants) | $812,740 |
CLS INVESTMENTS4+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $301,905 |
THE CLEVELAND CLINIC FOUNDATION4+ years Service code 16 · EIN 34-0714585 | Consulting | $195,701 |
Service code 26 · EIN 47-2589461 | Advisory (Participants) | $190,254 |
STRATEGIC WEALTH PARTNERS4+ years Service code 26 · EIN 26-2328809 | Advisory (Participants) | $176,123 |
Service code 26 · EIN 52-1542454 | Advisory (Participants) | $106,866 |
LARSON FINANCIAL GROUP LLC3 years Filed as: LARSON FINANCIAL GROUP, LLC Service code 26 · EIN 20-4773945 | Advisory (Participants) | $86,217 |
STRATOS WEALTH PARTNERS4+ years Service code 26 · EIN 27-5273468 | Advisory (Participants) | $76,547 |
SECURITIES AMERICA INC3 years Filed as: SECURITIES AMERICA ADVISORS, I Service code 26 · EIN 47-0648506 | Advisory (Participants) | $68,496 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,984 | $46,969+68.2% | $154,110-48.7% | $73,367+7.7% |
| Participation rate | 92.2% | 72.4%+19.8pp | 83.0%+9.2pp | 69.5%+22.8pp |
| Annual return | -3.94% | 821.68%-825.6pp | 735.22%-739.2pp | 173.45%-177.4pp |
| Employer contribution / active EE | $1,630 | $1,723-5.4% | $5,298-69.2% | $2,499-34.8% |
| Participant deferral / active EE | $5,115 | $3,162+61.7% | $5,081+0.7% | $4,033+26.8% |
| Admin fee / account holder | $74 | $47+59.6% | $13,412-99.4% | $68+8.8% |