Filed December 23, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES1 year Service code 27 · EIN 77-0473565 | Advisory (Plan) | $700,308 |
KEY BANK NATIONAL ASSOCIATION2+ years Filed as: KEY PRIVATE BANK Service code 26 · EIN 34-0797057 | Advisory (Participants) | $528,836 |
STRATEGIC WEALTH PARTNERS2+ years Service code 26 · EIN 26-2328809 | Advisory (Participants) | $187,041 |
CLS INVESTMENTS2+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $173,386 |
THE CLEVELAND CLINIC FOUNDATION2+ years Service code 14 · EIN 34-0714585 | Plan Administrator | $143,574 |
Service code 26 · EIN 47-2589461 | Advisory (Participants) | $135,956 |
Service code 26 · EIN 52-1542454 | Advisory (Participants) | $107,447 |
Filed as: SEQUOIA FINANCIAL ADVISORS Service code 26 · EIN 27-7729029 | Advisory (Participants) | $77,415 |
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA ADVISORS, I Service code 26 · EIN 47-0648506 | Advisory (Participants) | $55,981 |
Filed as: LARSON FINANCIAL GROUP, LLC Service code 26 · EIN 20-4773945 | Advisory (Participants) | $53,503 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,918 | $49,270+52.1% | $156,549-52.1% | $329,111-77.2% |
| Participation rate | 89.3% | 68.1%+21.2pp | 84.0%+5.3pp | 67.9%+21.5pp |
| Annual return | 7.82% | 23.25%-15.4pp | 32.23%-24.4pp | 16.35%-8.5pp |
| Employer contribution / active EE | $1,517 | $1,534-1.2% | $5,501-72.4% | $2,303-34.2% |
| Participant deferral / active EE | $4,688 | $2,920+60.5% | $4,871-3.8% | $3,682+27.3% |
| Admin fee / account holder | $55 | $51+8.4% | $13,027-99.6% | $754-92.7% |