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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9 years Service code 27 PO BOX 198298 · NASHVILLE, TN 37238 | Advisory (Plan) | $15,313 |
Service code 64 · EIN 13-2624428 | Recordkeeping Fees | $2,382 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,695 | $65,960-65.6% | $81,882-72.3% | $77,762-70.8% |
| Participation rate | 68.8% | 65.8%+3.0pp | 72.4%-3.6pp | 70.6%-1.8pp |
| Annual return | 11.33% | 26.64%-15.3pp | 779.47%-768.1pp | 31.27%-19.9pp |
| Employer contribution / active EE | $1,157 | $2,375-51.3% | $2,916-60.3% | $2,728-57.6% |
| Participant deferral / active EE | $1,060 | $3,505-69.8% | $4,323-75.5% | $4,651-77.2% |
| Admin fee / account holder | $32 | $526-93.9% | $7,360-99.6% | $433-92.6% |