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| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $300 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,513 | $52,639-28.7% | $185,117-79.7% | $62,293-39.8% |
| Participation rate | 54.8% | 63.9%-9.0pp | 77.3%-22.4pp | 69.5%-14.7pp |
| Annual return | 14.71% | 19.57%-4.9pp | 40.50%-25.8pp | 28.90%-14.2pp |
| Employer contribution / active EE | $256 | $1,483-82.8% | $4,182-93.9% | $2,042-87.5% |
| Participant deferral / active EE | $1,492 | $3,097-51.8% | $5,045-70.4% | $3,169-52.9% |
| Admin fee / account holder | $7 | $374-98.0% | $8,159-99.9% | $479-98.5% |