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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $31,274 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $20,000 |
Service code 27 · EIN 35-2552359 | Advisory (Plan) | $13,333 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $160,285 | $53,128+201.7% | $86,582+85.1% | $70,126+128.6% |
| Participation rate | 98.6% | 65.3%+33.3pp | 73.5%+25.1pp | 69.5%+29.1pp |
| Annual return | 17.74% | 27.66%-9.9pp | 965.08%-947.3pp | 73.15%-55.4pp |
| Employer contribution / active EE | $4,731 | $2,068+128.8% | $2,839+66.6% | $2,343+102.0% |
| Participant deferral / active EE | $12,426 | $2,695+361.1% | $3,609+244.4% | $3,332+273.0% |
| Admin fee / account holder | $407 | $3,584-88.6% | $4,904-91.7% | $4,645-91.2% |