Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $59,729 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $19,077 |
ADP BROKER-DEALER10+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,487 | $108,549-23.1% | $156,263-46.6% | $85,563-2.4% |
| Participation rate | 99.7% | 77.1%+22.6pp | 78.9%+20.8pp | 66.0%+33.7pp |
| Annual return | 5.21% | 21.79%-16.6pp | 59.47%-54.3pp | 31.51%-26.3pp |
| Employer contribution / active EE | $3,964 | $2,690+47.4% | $4,333-8.5% | $2,654+49.4% |
| Participant deferral / active EE | $3,972 | $4,800-17.3% | $6,158-35.5% | $4,375-9.2% |
| Admin fee / account holder | $194 | $650-70.1% | $14,255-98.6% | $834-76.7% |