Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $34,634 |
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $7,356 |
ADP BROKER-DEALER4+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,168 | $69,159-17.3% | $125,175-54.3% | $67,579-15.4% |
| Participation rate | 96.9% | 78.2%+18.7pp | 79.8%+17.1pp | 71.3%+25.6pp |
| Annual return | 2.91% | 27.12%-24.2pp | 43.79%-40.9pp | 378.56%-375.6pp |
| Employer contribution / active EE | $3,426 | $2,023+69.3% | $3,865-11.4% | $2,148+59.5% |
| Participant deferral / active EE | $2,642 | $3,700-28.6% | $4,937-46.5% | $3,539-25.3% |
| Admin fee / account holder | $131 | $142-7.5% | $9,702-98.6% | $142-7.9% |