Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $48,015 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $11,029 |
ADP BROKER-DEALER8+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,420 | $91,372-27.3% | $129,995-48.9% | $74,419-10.7% |
| Participation rate | 98.3% | 77.8%+20.5pp | 78.5%+19.9pp | 70.7%+27.6pp |
| Annual return | -4.44% | 23.21%-27.7pp | -137.18%+132.7pp | 34.38%-38.8pp |
| Employer contribution / active EE | $4,332 | $2,563+69.0% | $4,320+0.3% | $2,637+64.2% |
| Participant deferral / active EE | $3,416 | $4,721-27.6% | $5,820-41.3% | $4,528-24.6% |
| Admin fee / account holder | $149 | $283-47.2% | $10,614-98.6% | $348-57.0% |