Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $46,067 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $8,204 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,223 | $86,225-11.6% | $146,665-48.0% | $86,799-12.2% |
| Participation rate | 98.9% | 78.0%+20.9pp | 80.1%+18.8pp | 72.3%+26.6pp |
| Annual return | 44.93% | 31.23%+13.7pp | 22.74%+22.2pp | 97.91%-53.0pp |
| Employer contribution / active EE | $2,728 | $2,392+14.0% | $4,136-34.0% | $2,405+13.4% |
| Participant deferral / active EE | $3,085 | $4,245-27.3% | $5,506-44.0% | $4,131-25.3% |
| Admin fee / account holder | $155 | $195-20.8% | $10,280-98.5% | $170-8.8% |